Posted 10/27/2026
Job Number: 18185

Chief Compliance Officer

Tampa, Florida • Hybrid

Industry:  Financial Services

Job Category: Other

Job Type:  Direct Hire

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Job Description

Position Title: Chief Compliance Officer

This established national mortgage lender offers residential mortgage financing through its retail and wholesale channels, serving borrowers across the country. With a progressive, solutions-oriented culture and a commitment to continuous improvement, the company empowers its leaders to challenge existing processes, introduce new ideas, and drive meaningful change. Employees benefit from a collaborative executive team, a comprehensive benefits program, and opportunities to expand their influence as the organization grows. This is an opportunity to join a company where independent thinking is encouraged, leadership has a direct impact on business strategy, and professional growth is driven by initiative and results.

We are seeking an experienced Chief Compliance Officer to lead regulatory compliance, compliance risk management, and compliance strategy for a growing national mortgage lender. This senior leadership role will oversee mortgage regulatory compliance, strengthen internal controls, manage regulatory examinations and investor reviews, and develop scalable compliance programs that support business growth while maintaining regulatory integrity. This role reports to the Chief Legal Officer.

The ideal candidate is a strategic, forward-thinking compliance leader with extensive mortgage industry experience, strong decision-making abilities, and an entrepreneurial mindset. This individual thrives in a changing environment, takes ownership, and brings innovative solutions to complex regulatory challenges.

Salary Range: $145,000 – $230,000 / annually, DOE

Location: Tampa, FL (hybrid, 2–3 days per week in office). Relocation assistance is available for candidates interested in moving to the Tampa area.

Responsibilities

  • Lead and oversee the organization’s mortgage regulatory compliance programs across its retail and wholesale/TPO channels, ensuring adherence to applicable federal and state regulations and GSE, agency, and investor requirements
  • Develop and execute a comprehensive compliance strategy aligned with business objectives and long-term growth
  • Evaluate internal compliance risks and implement effective policies, procedures, and internal controls
  • Serve as the primary point of contact for state regulatory examinations and investor compliance reviews, coordinate with internal audit and quality control, and drive remediation of findings with business owners
  • Identify gaps in existing compliance processes and implement practical solutions to strengthen organizational oversight
  • Partner with executive leadership to evaluate regulatory risks associated with new business initiatives
  • Provide strategic guidance on mortgage lending regulations, compliance requirements, and emerging industry developments
  • Establish and maintain compliance monitoring, reporting, and risk assessment processes
  • Serve as the company’s designated BSA/AML Officer
  • Own multistate company, branch, and loan originator licensing through NMLS
  • Own the consumer complaint management program and oversee fair lending compliance
  • Oversee the compliance components of broker (TPO) approval and ongoing monitoring
  • Assess departmental needs and recommend appropriate staffing, resources, and organizational improvements
  • Communicate compliance findings, recommendations, and regulatory developments to senior leadership
  • Foster a proactive compliance culture focused on accountability, continuous improvement, and responsible business growth

Requirements

  • 10+ years of experience in mortgage compliance and regulatory compliance within the mortgage lending industry, with exceptional candidates possessing 7–8 years considered
  • Proven leadership experience in a senior compliance position, preferably as a Chief Compliance Officer, VP of Compliance, or Director of Compliance
  • Extensive knowledge of mortgage lending regulations, regulatory oversight, and compliance management practices
  • Demonstrated experience managing regulatory examinations, compliance assessments, and regulatory risk
  • Hands-on experience with multistate NMLS licensing and BSA/AML program management
  • Experience at a non-bank mortgage lender, preferably one with both retail and wholesale/TPO channels
  • Strong understanding of internal controls, compliance policies, and compliance risk management
  • Experience developing and implementing compliance programs within a complex financial services organization
  • Ability to evaluate business risks, make informed decisions, and implement solutions efficiently
  • Strong executive communication skills with the ability to present complex compliance matters clearly and concisely
  • Strategic mindset with the ability to balance regulatory requirements and business objectives
  • Proven ability to lead independently, navigate ambiguity, and adapt to evolving business priorities
  • Bachelor’s degree required; J.D. or other advanced degree preferred
  • Experience with mortgage loan origination systems (e.g., Encompass) and automated compliance testing tools preferred

Benefits

  • Competitive compensation with annual incentive opportunities
  • Medical and insurance benefits
  • Paid time off and sick leave
  • Retirement savings benefits
  • Short-term and long-term disability coverage
  • Life insurance and additional employee support benefits
  • Professional development and leadership growth opportunities

If you are an accomplished mortgage compliance leader ready to shape strategy, strengthen compliance risk management, and make a meaningful impact at the executive level, we encourage you to apply!

#LI-MH2 #LI-KR1

Job ID: a0CUm00005KOFrhMAH

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