A trusted wealth management and financial planning firm in Pearl River, New York, is seeking a Junior Advisor to join their team. This role focuses on building client relationships, supporting financial planning efforts, executing trades, and assisting with portfolio management. The position involves transitioning into a revenue-generating advisor capacity, with opportunities for mentorship and growth under experienced leadership. Ideal candidates are motivated, client-focused, and eager to develop their skills in a collaborative and dynamic environment.

Salary Range: $80,000 – $90,000 / year DOE

Junior Advisor Responsibilities:

• Support senior advisors with client account management and assigned client tasks
• Assist in building a client base and raising capital through relationship building
• Execute trade operations, primarily in mutual funds, in a long-term, buy-and-hold strategy
• Transition from a support role to a full advisory position, generating revenue and maintaining client satisfaction
• Use systems such as LPL, Black Diamond, E-Money, and Redtail CRM to enhance client servicing
• Provide operational support in onboarding and maintaining client accounts
• Contribute to the firm’s collaborative and entrepreneurial culture

 Junior Advisor Requirements:

• Series 65 license or willingness to obtain it
• 2-3 years of experience in a client-facing role at a small RIA or bank
• Strong communication, interpersonal, and technical skills
• Confidence in utilizing financial technology system
• Preferred background as an athlete or experience showcasing team collaboration and dynamic personality traits

Benefits:

• Competitive base salary with additional compensation tied to performance
•  Medical, dental, and vision coverage, with significant employer contribution
• Flexible work schedule with opportunities for remote work
• PTO policy with flexibility based on mutual trust
• Growth opportunities to transition into a full advisory role while building your book of business

Apply Now!

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